Threshold Securities

Threshold securities are equity securities that have an aggregate fail to deliver position for: Five consecutive settlement days at a registered clearing agency (e.g., National Securities Clearing Corporation (NSCC)); totaling 10,000 shares or more; and equal to at least 0.5% of the issuer’s total shares outstanding.

Attribute: https://www.investor.gov/introduction-investing/investing-basics/glossary/threshold-securities

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